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EES POLICY NO. 99-10-02
(Originally 85-03-004)

RE: Law Enforcement Custody and State Psychiatric Hospital Admissions

POLICY MEMO

KEESM: 8111.1 and 8112.4

FROM: Dennis Priest

OTHER:

DATE: Rev. 5-1-01
            October 1, 1999
            (Originally 5-21-85)

Program(s): Medical

Several issues have surfaced regarding Medicaid eligible age 21 and 65 and older who are admitted to State psychiatric hospitals under court order and apply for assistance. Of particular concern was how to delineate those admittances where law enforcement custody is a factor, thus resulting in ineligibility per KEESM 8111.1.

Our policy in this area has been based on HCFA's interpretation of the Medicaid regulation which prohibits the availability of FFP for services provided to individuals who are inmates of public institutions. Individuals who are under the jurisdiction of the criminal justice system are deemed to be inmates of public institutions as they are normally held in jails or other penal facilities pending court appearances, trials, and sentencing as well as after conviction, if guilty. It does not matter whether the individual has merely been accused of a crime or convicted and sentenced. The deciding factor is his or her incarceration in a public institution. The only permitted exceptions are for individuals on probation, parole, or bail and those who have been pardoned and released.

Staff in some areas have interpreted the provisions of KEESM 8111.1 to deny medical assistance to potentially eligible persons who enter the three State psychiatric hospitals under any court order. Part of the confusion centers around the fact that a great number of admittances occur under the jurisdiction of the District Court. Some result from civil procedures such as those falling under the heading of "protective custody" while others are indeed criminal in nature such as pre-sentence evaluations and determinations of competency to stand trial. What needs to be clarified is the fact that eligibility is allowable for persons admitted under a civil court order. Although a law enforcement official may have been involved in the detainment process, the person subsequently falls under the protective custody of the court. Those admissions which fall under the Kansas Code of Criminal Procedure are to be generally viewed as falling under the care, custody, and control of law enforcement officials and, thus, would result in ineligibility. This distinction is extremely important as it appears we have wrongly denied Medicaid to otherwise eligible persons in a number of instances and have therefore lost out on FFP coverage for their cost of care.

On the reverse side is a complete listing of patients commitment status options used by the state hospitals which identifies the type of admittance and the state statute it falls under for both the adult and juvenile criminal justice system. The right hand column denotes those admittances where Medicaid eligibility would be denied.

STATE PSYCHIATRIC HOSPITALS
PATIENT COMMITMENT STATUS OPTIONS

STATUS STATUTE POTENTIAL MEDICAID ELIGIBILITY?
STATUS STATUTE POTENTIAL MEDICAID ELIGIBILITY?
Referral to Determine Sanity of
Defendant at Time Crime Allegedly
Committed (M'Naghten rule)
KSA 22-3219 No
Competency Determination KSA 22-3302 No

Incompetency Commitment
(evaluation and treatment)
KSA 22-3303 No
Acquittal because of Insanity KSA 22-3428 Yes
Mental Exam - Pre-sentence
Investigation
KSA 22-3429
KSA 21-4603
No

In Lieu of Sentence Commitment
KSA 22-3430 No
Evaluation of Psychological or Emotional Development or Needs KSA 38-1514 (a) Yes
Examination - Respondent claiming
Insanity
KSA 38-1623 No
Competency Determination KSA 38-1637 No
Incompetency Commitment
(Evaluation and Treatment)
KSA 38-1638 No
Not responsible because of insanity KSA 38-1655 Yes
Predisposition Evaluation KSA 38-1662 (a) No
Commitment to State Youth Center KSA 38-1671 No
Voluntary KSA 59-2949 Yes
Emergency KSA 59-2953 Yes
Under of Protective Custody (issued without Probable Cause Hearing) KSA 59-2958
KSA 59-2954
Yes
Order of Protective Custody KSA 59-2959 Yes
Order for Mental Evaluation KSA 59-2961
59-2962
Yes
Order-for Treatment KSA 59-2966 Yes
Order of Referral for Short Term Treatment KSA 59-2918 Yes
Order for Mental Evaluation (Guardianship/Conservatorship) KSA 59-3010 Yes
Voluntary KSA 59-29b49 Yes
Emergency KSA 59-29b53 Yes
Order of Protective Custody KSA 59-29b54
59-29b58
59-29b59
Yes
Order for Alcoholic Evaluation KSA 59-29b61
59-29b62
Yes
Order for Care or Treatment KSA 59-29b66 Yes
Order of Continuance and Referral KSA 59-29b64 Yes
Administrative Transfer
Institutional
KSA 75-3328
Yes
Minute of Transfer
(observation and diagnosis)
KSA 75-5209 No
Sexual Predators KSA 59-29a07 Yes

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